Q3 2026 13F deadline (Nov 16): which tracked funds have filed so far

Every quarter, institutional investment managers with more than $100 million in qualifying U.S. securities must disclose their long positions on Form 13F. For the quarter ended September 30, 2026, that disclosure is due 45 days after quarter-end. Forty-five days after September 30 is November 14, 2026, which is a Saturday, so the effective deadline rolls to the next business day: Monday, November 16, 2026. This post counts, from EDGAR itself, how many of the funds this site tracks have already filed for that quarter, and names each one with a link to its filing. It is a data post, not a recommendation: a filing shows what a fund held at quarter-end, not what it holds today, and it says nothing about whether any position is a good investment.

How the count was checked

The count below comes from the EDGAR submissions data for each tracked fund, checked on November 3, 2026, at about 10:34 a.m. Korea Standard Time. A fund counts as filed only if EDGAR shows a Form 13F-HR, or an amended 13F-HR/A, with a report period of September 30, 2026. Where a fund filed more than once for the same period, the latest filing is the one counted, and each fund is counted exactly once, by its own accession number. Funds that file under a shared filer CIK are matched by accession, never by CIK prefix alone, so no fund is double-counted and no filing is attributed to the wrong fund. The check covered all 147 tracked funds that have a CIK, with no check errors. Two further tracked funds have no CIK and are therefore outside this automatic count; the denominator below is 147, not the full roster of 149, for that reason alone. Nothing in this post is estimated: every number in the table is taken from the filing linked in its own row, and the count will move as more funds file between now and the November 16 deadline.

For each filing in the table, the row count is the number of positions in its information table, and the reported total is the filing's own cover total, cross-checked against the sum of its position values. In all 18 filings the two figures agree exactly, so the table shows one total per filing with no adjustment. Row totals in the table are rounded to two decimal places in billions; the combined figure below is the sum of the precise cover totals, not the sum of the rounded rows.

The count so far: 18 of 147

As of the November 3 check, 18 of the 147 tracked funds with a CIK had filed a Form 13F for the quarter ended September 30, 2026, and 129 had not yet done so. In other words, with 13 days remaining until the November 16 deadline, about 12.2 percent of the tracked funds had filed. That early share is not, by itself, a signal about anything: filing timing varies widely by fund, and this post makes no claim about when the remaining funds will file. The useful fact is the list itself, because each filing is public the moment it lands on EDGAR, and each one can be read in full through the accession link in the table.

The 18 filings together report $258.01 billion in long positions across 1,383 position rows. That total is simply the sum of the 18 filings' own reported totals; it is not a market total, and it covers about an eighth of the tracked roster, so it should not be compared with the roster's full-quarter total once all funds have filed. Three funds filed on the earliest date in the group, October 13, and five more filed on the latest date so far, November 2. The full list, in filing-date order, is:

Two details in the table are worth stating plainly because they are easy to misread. First, several funds in the table file under the same filer CIK, and their accession links therefore share the same EDGAR directory prefix; they are nevertheless separate filings, with separate accession numbers, and each is counted once. Second, the jump from the previous count is concentrated, not broad: five funds filed on November 2, but one of them, Sanders Capital, accounts for $103.18 billion of the $258.01 billion combined total, about 40 percent of it. The count rose from 13 to 18, while the combined total roughly doubled, and almost all of that doubling is a single large filing arriving, not a wave of filings. Readers who compare this total with the next update should therefore watch the count and the total separately: the count measures breadth, and the total is dominated by whichever large funds happen to have filed.

The Torray filing appears under the filer name Torray Investment Partners LLC, which is the fund's EDGAR registrant name; readers who know the fund under its shorter display name will find the same fund page linked at the end of this post. The fund pages carry the position-by-position comparison against the June quarter once a filing is processed: the Torray fund page and the Pzena fund page are the two most direct follow-ups to this post.

What the 18 filings show, and what they do not

Each filing's information table lists the fund's long positions as of September 30, 2026: the issuer, the number of shares, and the reported value of each position. Row counts in the table above are the filings' own position-row counts, and reported totals are the filings' own cover totals, cross-checked against the sum of their position values. A large row count does not mean a large fund: Egerton Capital reports only 23 rows against $9.82 billion, while Pzena Investment Management reports 159 rows against $34.10 billion, and Sanders Capital reports only 46 rows against $103.18 billion, the largest total in the group. A large reported total does not mean a fund bought more during the quarter. Whether a fund added, trimmed, opened, or exited a position can only be judged by comparing its September 30 filing with its June 30 filing, position by position, which is the comparison this site's fund pages publish once a filing is processed.

There are also three hard limits on what any 13F filing can tell a reader. First, Form 13F covers long positions only: short positions, and most derivatives, are not in these tables, so a filing is never a complete picture of a fund's exposures. Second, the $100 million threshold means smaller managers do not file at all, so the roster of filers is itself a selected group, not the whole market. Third, the 45-day lag means the positions above are a snapshot from September 30, read in November; a fund may have traded every one of them since. Those limits are why this site treats each filing as evidence about the past quarter, to be verified against the filing itself, rather than as a signal about the next quarter.

One more limit applies to this post in particular, and it cuts in the opposite direction from the usual warning about stale data. The early filers are not a representative sample of the roster. Thirteen days before the deadline, the funds that have already filed are the ones whose reporting calendars and operations let them file early, and their positions say nothing reliable about the 129 funds that have not filed yet. Any pattern drawn from these 18 filings alone, about what tracked funds as a group did in the September quarter, would be a pattern drawn from an eighth of the roster, weighted toward one very large filing. The honest use of this post is as a checklist: it tells a reader exactly which September filings exist so far, and where to read each one.

What happens between now and November 16

The remaining 129 tracked funds with a CIK have until Monday, November 16, 2026, to file for the September quarter. Filings may arrive at any time up to the deadline, and late filings and amendments after the deadline are also possible: an amended 13F-HR/A replaces the original for the same period, and this site's count follows the latest filing for each fund, so a fund that amends will still count once. Readers who want the running total should use the site's Q3 2026 13F tracker hub, which follows every tracked fund's filing for this quarter; this post itself will be out of date the moment the next fund files. That is expected: a deadline post is a snapshot with a check time printed on it, and its check time is November 3, 2026, at about 10:34 a.m. Korea Standard Time. Any fund that files after that time is, correctly, not in the table above.

For readers following a specific fund in the table, the fund pages carry the position-by-position comparison against the June quarter once processed: the Torray fund page and the Pzena fund page are the two most direct follow-ups to this post, and the home page carries the site's current headlines and tracker links. An earlier post in this series, covering the first 13 filers and the hypotheses they suggested, is here; its hypotheses were drawn from a smaller, earlier sample and should be re-read against the fuller list above, not treated as settled by it.

Sources and method, in one place

• Deadline arithmetic: quarter ended September 30, 2026, plus 45 days is November 14, 2026, a Saturday, so the effective deadline is Monday, November 16, 2026. The 45-day rule is the Form 13F filing deadline; see the SEC's Form 13F guidance at https://www.sec.gov/rules-regulations/staff-guidance/frequently-asked-questions-about-form-13f
• Count method: EDGAR submissions data (data.sec.gov) for each of the 147 tracked funds with a CIK, filtered to Form 13F-HR and 13F-HR/A with report period September 30, 2026, latest filing per fund, checked November 3, 2026, at about 10:34 a.m. Korea Standard Time, with no check errors. Each row's accession link above is its own EDGAR filing index.
• Filing totals and row counts: each filing's cover total and information table, as linked per row. The $258.01 billion combined figure is the arithmetic sum of the 18 linked filings' reported totals, and each filing's cover total was cross-checked against the sum of its position values with an exact match in all 18 cases.
• What 13F does not cover: long positions only, managers above the $100 million threshold, filed up to 45 days after quarter-end, per the same SEC Form 13F guidance linked above.

Data: SEC EDGAR Form 13F filings, checked November 3, 2026. For education only — not investment advice.